Practice Areas

California Securities and Investment Fraud Lawyer

Since 1991, California securities fraud lawyer, Jeffrey A. Feldman, has been dedicated to representing investors in California and nationwide in a broad range of disputes involving securities arbitration and litigation. His practice is focused exclusively on helping investors recover losses suffered due to fraud, misconduct, or negligence.

• Securities Arbitration Law: Cases involving unsuitable investments, fraudulent investment products, variable annuities, options, bad investment advice, retirement accounts, mutual funds, and other concerns, particularly those involving contracts with arbitration clauses, although other matters can be solved by arbitration
• Securities Litigation: Cases involving malpractice and misconduct by licensed or registered industry professionals where no arbitration clause is present, as well as private placements and bad advice by unregistered salespeople

Skilled Legal Advice in California Security Claims

Mr. Feldman has the experience and knowledge necessary to provide informative legal counsel in all types of securities claims, from claims involving breach of fiduciary duty or broker misconduct to claims involving misrepresentations of investment products. Learn more about securities law and Mr. Feldman's legal practice:

Broker Misconduct:

• Account churning
• Over-concentration of funds or failure to diversify
• Improper executions
• Recommending unsuitable investment products
• Trading on margin

Investment Advisor Misconduct:

• Breach of fiduciary duty
• Recommending unsuitable investments
• Misrepresentations involving bank broker-dealers
• Fraud related to variable annuities and other types of bad investments

Types of Bad Investment Products:

• Variable annuities
• Structured investment products
• Preferred stocks
• Bad financial products in the news

Other Legal Representation

• Claims Against Former Employers by Registered Representatives: including wrongful terminations without cause, defamation on U-5 disclosures, loan forgiveness, and wrongful discharge cases based on age, gender, race, religion, or other types of discrimination
• Business Arbitration and Litigation: including business-to-business disputes and business-industry disputes involving contracts, fraud, or misrepresentation

For experienced, high-quality representation involving any of these issues, contact Jeffrey A. Feldman, Attorney at Law, in Northern California today.

Handling Securities-Related Disputes, Arbitration, and Litigation
in California and Nationwide-Call (415) 391-5555

Free Initial Consultations-Contingent Fee Arrangements

Jeffrey A. Feldman, Attorney at Law