San Francisco UBS-Lehman Notes Lawyers

Helping Investors Recover Losses From Principal Protected Notes

UBS Financial Services, Inc. is a brokerage firm that sold billions of dollars in Lehman Principal Protected notes to many individuals in the United States. These notes, sold through its structured products department, were stated as being 100 percent principal protected. Unfortunately, instead of being safe investments, these notes resulted in huge financial losses. If you were sold a Lehman note believing it was principal-protected and lost your money, you may have options that would allow you to recover your losses.

At the San Francisco law offices of The Law Offices of Jeffrey A. Feldman, our attorneys are dedicated to protecting the rights of investors who fell victim to investment fraud by UBS and other brokerage firms. Our firm is nationally recognized for our proven successes in recovering millions of dollars for our clients in a variety of securities claims.

Many Investors Were Fooled by the "Security" Provided by Lehman Notes

At first glance, a principal protected note seems like a very conservative, safe investment. However, these notes become extremely risky once brokerage firms violate the Number One rule in investment: diversification. UBS sometimes failed to diversify, and placed too much of their investors' money into Lehman notes. UBS did so without notifying its investors that most of their money could be lost if Lehman Brothers failed. This failure to inform leads to a potential claim for misrepresentation, along with the potential argument that there was an overconcentration of funds. UBS may have also misrepresented these investments by failing to explain other material aspects of the notes. The brokers often didn't even understand these complicated investments that they were selling

Our Experience and Skill Can Be Invaluable in Your Investment Fraud Claim

Our firm has been serving the San Francisco Bay Area since 1994. Our attorneys are skilled litigators who are comfortable going up against even the biggest broker-dealer firms in the nation. Whether we are working to resolve your claim in securities arbitration or are fighting vigorously to protect your interests in securities litigation, we guarantee to always be working toward recovering your losses.

If you have fallen victim to the financial wrongdoing of UBS or other financial firms, contact our Pacific Heights principal protected note lawyers today. We represent clients in California and throughout the United States.

Handling Securities-Related Disputes, Arbitration, and Litigation
in California and Nationwide-Call (415) 391-5555

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The Law Offices of Jeffrey A. Feldman