Representation For Investors Harmed By Broker Misconduct

Assisting individuals in complex areas of securities law and other issues concerning investors and financial advisors.

Assisting Clients With Investment Losses

We sue brokerage firms to recover your investment losses
More than $40 Million Recovered for our clients
We have a winning record against stockbrokers that is second to none
Free initial consultation
Contingency fees available

Securities law and securities arbitration are complex areas of the law. Disputes involving these concerns demand the attention of an attorney with an intimate knowledge and understanding of both securities arbitration and the securities industry. At The Law Offices of Jeffrey A. Feldman, we have successfully brought litigation against a great number of prominent investment and brokerage firms, working with financial experts to build our clients’ cases.

Practice Areas

Broker Misconduct

Investment Advisor Misconduct

Securities Arbitration Law

Securities Litigation

Types Of Bad Products

Claims Against Former Employers By Registered Representatives

Civil Arbitration And Litigation

Nationally Recognized Success In Securities Litigation And Arbitration

I am attorney Jeffrey A. Feldman, and I represent the interests of investors in California and throughout the United States in both securities arbitration and securities litigation related to investment losses caused by stockbroker or investment adviser misconduct.

As an attorney, I have been handling securities claims since 1991. During this time, I have represented hundreds of clients throughout the country and recovered millions of dollars on their behalf. My track record in these cases is among the best in the country. As a result, I have become nationally recognized among industry professionals and the media, including such outlets as The Wall Street Journal and the San Francisco Chronicle, for my experience and work in this highly complex area of the law.

Case Results

$6.4 Million

On behalf of four former Merrill Lynch clients, Jeffrey Feldman recovered 6.4 Million Dollars from Merrill Lynch and its’ broker in what was the second largest consumer FINRA Arbitration award in 2004

CASE NO. 02-04422

$5.53 Million Dollar Settlement

Settlement of $5.53 Million Recovered for a Group of Oil Refinery Workers Against Major Brokerage Firm

SETTLEMENT

$3.69 Million

Settlement of $3.69 Million Recovered for Victims of a Rogue Broker

SETTLEMENT

$2.2 Million Dollar Settlement

A $2.2 Million Dollar Settlement Recovered on Behalf of a Large Group of Individuals Against a Major Bank / Brokerage Firm

SETTLEMENT

$856,000 Dollar Settlement

$856,000 Recovered For a High Net Worth Individual Against a Major Discount Brokerage Firm

SETTLEMENT

$500,000

$500,000 Recovered for Client Whose Broker Recommended Investment in Risky and Illiquid TIC

SETTLEMENT

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What Our Clients Say

Jeffrey has been kind and understanding. Will take time to speak to me and patiently answer my questions. He got me a very nice settlement.

-Betty W.

Jeffrey represented us in a case that involved a large life insurance company and two of its agents. Jeffrey was great at communicating and kept us informed of what to expect in the process. He was very responsive to our questions and gave us good advice each step of the way. He has a wealth of knowledge and developed strategies based on many years of experience in the field. Our case ultimately settled through mediation. We were very happy with the results that Jeffrey was able to obtain.

-Carol M.

Mr. Feldman helped me with a matter involving a stockbroker who stole some funds. That broker was sentenced to jail. Mr. Feldman sued the broker’s employer (the brokerage company) for me and others affected. He secured a good settlement long before the case was to go to trial.

-Will F.

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Headquartered in San Francisco and serving clients throughout California and the U.S.

Helping You Recover Losses From The Stock Market And Other Investments

Financial advisors, investment advisors, and broker-dealers must adhere to the Financial Industry Regulatory Authority’s (FINRA) rules and regulations. If you have suffered investment losses as a result of stockbroker misconduct, including bank broker-dealer misconduct or investment adviser misconduct, you may be able to recover part or all of the hard-earned money you lost.

Protecting The Rights Of Investors And Limiting The Power Of Wall Street

At The Law Offices of Jeffrey A. Feldman, we protect the rights of individual investors, and we are committed to doing what we can to limit Wall Street’s penchant for trying to enrich itself at the expense of my clients. From our California law office, we represent clients who have suffered investment losses because of fraud, misrepresentation or omission, negligence, and other illegal conduct by financial professionals. we have also represented investors from around the world with investment accounts based in the United States.

To learn more, call our office today at 415-413-8955.