Awards

• Sarros v Traderight Securities FINRA Case No. 08-03899
• Becker v. Hampton Porter et al., NASD Case No. 01-02533
• Dutt v. Shelman Securities et al., NASD Case No. 03-02913
• Fidelity Brokerage Services, Inc. v. Eustis and Jones, NASD Case No. 00-05178
• Lopez et al. v. Merrill Lynch, NASD Case No. 02-04422
• Mahaney v. Fahnestock, NASD Case No. 03-07651
• Zimmerman v. Prudential Securities, NASD Case No. 99-01315