It used to be that only questionable brokerage firms sold nontraded REITs, which historically have had opaque fee structures, no real liquidity, and where investors lost about ten percent of their principal as soon as they made their nontraded, or private, REIT...
Helping Investors Protect Their Rights
Year: 2022
Account Transfer Fraud
The Financial Regulatory Authority (FINRA) came out with new Regulatory Notice 22-21 last week, which advises brokerage firms regarding fraudulent account transfers. FINRA’s Regulatory Notices are meant to alert brokerage firms to potential regulatory and compliance...
Fraud Is Everywhere
Being a fraudster these days is a good business. There are more ways now to separate you from your money than ever before. It seems like every day we have to fend off phishing attacks, scam callers, and people wanting to sell you a “can’t miss investment” that turns...
Covered Call Strategies
What if you have held a stock position for a really long time in a great company, and the stock has done spectacularly well? Do you want to sell it, and diversify your investments? Some people will want to do that, but many will want to stick with what has been...