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The San Francisco Law Offices of Jeffrey A. Feldman provides representation to clients throughout California and across the U.S.

Awards

  • The Van Dierendonk Family Trust v. ProEquities, Inc., FINRA Case No. 19-02711
  • Sarros v Traderight Securities FINRA Case No. 08-03899
  • Becker v. Hampton Porter et al., NASD Case No. 01-02533
  • Dutt v. Shelman Securities et al., NASD Case No. 03-02913
  • Fidelity Brokerage Services, Inc. v. Eustis and Jones, NASD Case No. 00-05178
  • Lopez et al. v. Merrill Lynch, NASD Case No. 02-04422
  • Mahaney v. Fahnestock, NASD Case No. 03-07651
  • Zimmerman v. Prudential Securities, NASD Case No. 99-01315
  • Securities Arbitration Law
    • Types of Securities Claims
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  • Broker Misconduct
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    • Over-Concentration of Funds and Failure to Diversify
    • Ponzi Schemes
    • Improper Execution of Directions
    • Improper Sales Practices
    • Bank Broker-Dealers
    • Major Broker-Dealers
    • Failure to conduct proper due diligence
  • Investment Advisor Misconduct
    • Violation of Fiduciary Responsibility
    • Failure to conduct proper due diligence
  • Types of Bad Products
    • Structured Investment Products
    • Annuities
    • TICs
    • Regulation D Offerings
    • Investment Products in the News
    • Master Limited Partnerships
  • Claims Against Former Employers by Registered Representatives
  • Civil Arbitration & Litigation
Awards
Case Summaries

Handling Securities-Related Disputes, Arbitration, and Litigation in California and Nationwide – Call (415) 391-5555 Free Initial Consultations – Contingent Fee Arrangements

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The Law Offices ofJeffrey A. Feldman

44 Montgomery Street
Suite 650
San Francisco, CA 94104
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