The Law Offices of Jeffrey A. Feldman

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The Law Offices of Jeffrey A. Feldman
  • Home
  • Firm Overview
    • Jeffrey A. Feldman
  • Practice Areas
    • Broker Misconduct
    • Investment Advisor Misconduct
    • Securities Arbitration Law
    • Securities Litigation
    • Types of Bad Products
    • Claims Against Former Employers by Registered Representatives
    • Civil Arbitration & Litigation
  • Testimonials
  • Awards
    • Case Results
  • Blog
  • Press Releases
  • FAQ
  • Contact Us

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Helping Investors Protect Their Rights

  1. Home
  2.  — Awards

Awards

  • The Van Dierendonk Family Trust v. ProEquities, Inc., FINRA Case No. 19-02711
  • Sarros v Traderight Securities FINRA Case No. 08-03899
  • Becker v. Hampton Porter et al., NASD Case No. 01-02533
  • Dutt v. Shelman Securities et al., NASD Case No. 03-02913
  • Fidelity Brokerage Services, Inc. v. Eustis and Jones, NASD Case No. 00-05178
  • Lopez et al. v. Merrill Lynch, NASD Case No. 02-04422
  • Mahaney v. Fahnestock, NASD Case No. 03-07651
  • Zimmerman v. Prudential Securities, NASD Case No. 99-01315

Practice Areas

  • Securities Arbitration Law
    • Types of Securities Claims
    • Steps You Can Take to Protect Yourself
  • Securities Litigation
    • Arbitration or Court?
    • Group Arbitrations
  • Broker Misconduct
    • Churning
    • Unsuitable Investments
    • Trading on Margin
    • Over-Concentration of Funds and Failure to Diversify
    • Ponzi Schemes
    • Improper Execution of Directions
    • Improper Sales Practices
    • Bank Broker-Dealers
    • Major Broker-Dealers
    • Employee Stock Options
    • Failure to conduct proper due diligence
  • Investment Advisor Misconduct
    • Violation of Fiduciary Responsibility
  • Types of Bad Products
    • Structured Investment Products
    • Annuities
    • TICs
    • Regulation D Offerings
    • Investment Products in the News
    • Master Limited Partnerships
  • Claims Against Former Employers by Registered Representatives
  • Civil Arbitration & Litigation

Get A Consultation With An Experienced Attorney

The Law Offices of Jeffrey A. Feldman
425 California Street, Suite 2300
San Francisco, CA 94104

Phone: 415-413-8955

Fax: 415-391-8888

San Francisco Office
Map to our office in the Financial District

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