Helping Investors Protect Their Rights

San Francisco Lawyer For Claims By Registered Securities Representatives Against Former Employers

As a securities industry professional, you rely on your good name and personal record of ethical conduct and representation in many ways. Because of this, anything that tarnishes that record — from unlawful dismissals to defamatory U-5 disclosures — can severely limit or even prevent you from obtaining future employment in this line of work.

San Francisco attorney Jeffrey A. Feldman represents registered securities representatives from throughout California and nationwide in claims against former employers involving securities industry employment issues such as:

  • Terminations based on age, race, gender, and other non job-related factors
  • Wrongful terminations or terminations without cause, when a promissory note is involved
  • Broker loan forgiveness
  • Defamatory U-5 disclosures
  • Broker’s unwillingness to take unethical actions

Practicing almost exclusively in securities law since 1991 and nationally recognized for his expertise and results, Mr. Feldman has developed an insider’s knowledge of the securities industry and the sometimes-unethical practices of the brokerage firms and investment houses that operate within it.

Attorney Feldman provides both arbitration and litigation services in these disputes and has had excellent success on behalf of brokers-dealer employees throughout the country. He can help make your good name good again, too.

Contact Lawyer Jeffrey A. Feldman Today

Complete an online contact form for a free consultation and to learn more about what he can achieve in your specific case.

Handling Securities-Related Disputes, Arbitration, and Litigation
in California and Nationwide — Call 415-413-8955

Free Initial Consultations — Contingent Fee Arrangements

The Law Offices of Jeffrey A. Feldman